Senior Compliance – Sales & Trading recruitment
The UK affliliate of a US investment bank have commenced operations in London which will be the focal point of their European distribution channel. The business is a broker-dealer of fixed income products with a particular focus on high yield bonds.
They are looking to appoint a senior level compliance specialist. Initially you will be working with the UK US management teams to obtain FSA status, setting the compliance policy and implementing procedures. After the initial stage is complete you will take day to day responsibility for sales trading in terms of advising, monitoring and the resolution of compliance issues.
This is a very dynamic and entreprenurial business which is in growth phase and as such requires someone who is credible, knowledgable and ambitious. This role would suit someone who is currently working in a fixed income senior level compliance role within sales trading who is looking to step up into a leadership role.
If you are interested in applying please send your CV, or a request for further information to ab@capitalchase.com