Senior Compliance VP/Associate – Top Fund/Asset Manager recruitment
In this role, you will work alongside the company’s CCO in designing and developing effective compliance procedures and controls in support of new and expanding trading activities - with a strong focus on equities. Additionally, you will participate in drafting, reviewing, and refining the documents that govern company policy and practice.
Candidates must:
- Have 5-10 years of experience in compliance at a top hedge fund, asset manager, institutional investment advisor, a major financial services firm, or a law/accounting firm servicing a financial services firm.
- Have strong experience dealing with audits and other requests from U.S. and foreign regulatory bodies, particularly the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority, and the U.S securities and futures exchanges.
- Have a strong academic record with, at minimum, a bachelor’s degree.
- A very stable career, with minimal job movement.
Compensation will be extremely competitive.