Senior Derivatives Compliance Manager
Our client one of the largest investment banks in the People's Republic of China. The company provides investment banking and securities brokerage service, as well as underwriting, asset management and online trading service, a well established and reputable financial group in Hong Kong, is looking for high caliber professionals for the position.
To review of marketing material, advertisement prepared by the business units to ensure compliance with applicable legal and regulatory requirements, promote general compliance awareness and delivery of compliance training programs, liaise with regulators, auditors, business units and lawyers on drafting of product documents, review and establish compliance policies and procedures and related guidance, liaise with regulators, auditors, business units and lawyers on drafting of product documents, assist the head of Legal and Compliance to perform options and warrants related compliance.
Degree holder in Law, Accounting or Business Studies, at least 5 years experience, in investment banking compliance, knowledge in securities law and SFO, hands on experience in drafting and negotiating ISDA ( including CSA and confirmations) and various derivatives trading agreements, good command of written and spoken English and Chinese, proficiency in Putonghua.
To apply for this role, please submit your full resume to isa@connersconsulting.com ; All data collected will be used for recruitment purposes only will be used strictly confidential. Only shortlisted candidates will be notified and data collected is for recruitment purposes only.