Senior Equity Compliance Officer – London recruitment
The candidate will be part of the Equity Sales Trading Compliance team which includes coverage of the International Prime Brokerage business, Delta Structured Products, Principal Financing and Stock Loan and Repo activity.
Candidates should have the following skills and experience:
• Strong regulatory experience within an investment bank; preferably within a sales and trading environment.
• Solid equity derivatives experience is essential.
• Familiarity with European; specifically UK compliance issues and relevant law and regulation. Exposure to short selling regulations being of particular relevance.
• Degree educated or equivalent and/or professionally qualified, e.g. in law or accountancy, with experience working in Compliance within the financial services industry.
• Team player