SENIOR FUND COMPLIANCE OFFICER (M/F) Job in Luxembourg 1331
THE JOB:
The Senior Fund Compliance Representative performs various tasks and reviews to ensure that the Funds are in compliance with the Luxembourg Funds industry framework and compliance reviews/client reports are performed timely and accurate.
Key responsibilities:
- Review regular checks to ensure that all funds are in compliance with Luxembourg funds industry regulatory framework, including UCI legislation and the constitutional and contractual documents of the fund.
- Compliance breaches and monitor to ensure that corrective action is taken in a timely manner
- Provide clients internal management with regular reports on the status of all compliance issues on funds
- Ensure all unresolved compliance issues are followed to ensure prompt resolution
- Ensure that all compliance checks and related correspondence with the client are comprehensively documented on file
- Perform or review calculations on the impact of active breach and agree with the client
- Review the draft of the active breach CSSF notification letter and agree with the client
- Create compliance monitoring procedures checklists for new funds
- Train / Coach Compliance Representatives and new hires
- Be actively involved in (at least) one of the Fund Compliance department projects
THE CANDIDATE PROFILE:
- University degree or relevant professional qualifications
- A minimum of 3 to 5 years working experience within the funds industry (possibly custody, fund accounting, etc.), preferably direct working experience within a compliance monitoring role
- Must be highly organized, detail oriented, and self motivated
- Must possess good oral and written communication and interpersonal skills
- Must possess the ability to work as part of a team in a client focused, high quality service environment
- Good technical understanding of financial instruments (derivatives, bonds, equities, funds of funds, etc.)
- Excellent knowledge of the English language is mandatory, German is considered a plus
THE CLIENT:
Our Client is an international financial institution from wellknown reputation active in the custodian, transfer agency and fund administration business. It's a very stable and dynamic company which is growing well in Luxembourg.
December 16, 2009
• Tags: F) Job in Luxembourg 1331, SENIOR FUND COMPLIANCE OFFICER (M • Posted in: General