Senior Legal and Compliance Manager role \ Switzerland recruitment
My client is a well-establish Asset Management Company seeking a Compliance Officer to maintain the high standards and compliance with regulations.
In your role you will be primarily responsible for the Group's Swiss compliance program reporting to the Head of Group Compliance.
As a successful Compliance Officer, you will be responsible for:
Understanding Swiss compliance rules and maintaining FINMA license as an asset manager of collective investment schemes in Switzerland and abroad
Liaising with FINMA and the regulatory auditor and acting as the first point of contact for all Swiss compliance related issues
Creating, monitoring and updating of a Swiss regulatory control system which lists on-going regulatory obligations
Reviewing the existing Compliance Manual to ensure compliance with Swiss compliance rules
Acting as the AML officer for Switzerland and all associated AML work
Providing training to the Company staff on compliance matters due diligence processes
Monitoring regulatory developments in Switzerland and providing regular updates to the Head of Group Compliance
Reviewing and approving marketing documents, research articles and press releases
Requirements:
To be legally trained compliance officer/lawyer (app. 2-7 years qualified).
Experience with regulatory laws and regulations and Swiss FINMA rules.
Fluency in both German and English is required.
To apply for this Senior Legal and Compliance Manager role in Zurich please send your CV to compliance@carltonseniorappointments