Senior Manager / Manager – Listing Operations (Debts & Derivatives) (Market Monitoring) recruitment
Job Responsibilities:
This position is primarily responsible for leading the development and implementation of post-listing programme for monitoring (i) trading activities of structured products and (ii) performance of structured products issuers and liquidity providers.
- To carry out proactive monitoring of structured products issuers' compliance with the Listing Rules and committed liquidity providing obligations
- To identify unusual trading activities and conduct enquiries
- To perform analytical review of trading data and issuers' performance records and determine appropriate follow up actions
- To conduct an assessment of investors' complaints and determine appropriate course of action
- To monitor development of the structured products industry and identify industry trends and risks for policy formulation
Requirements:
- University Degree, preferably in Finance, Economics or related disciplines
- At least 8 years' relevant experience in securities / derivatives operations of well-established financial organizations
- Strong market knowledge of practices, regulations and operations of the structured products industry, in particular derivative warrants and callable bull / bear contracts
- Strong in data analysis and empirical study
- Good knowledge of financial engineering, derivatives trading, clearing system and risk management
- Good leadership, interpersonal and communication skills
- Good command of written and spoken English and Chinese; proficiency in Putonghua an advantage
- Candidates with lesser experience and qualification will be considered for a lower level
For more information about HKEx, please visit www.hkex.com.hk.
To apply, please submit detailed resume with expected salary by clicking the “Apply online” button. Applicants who are not invited for interview within 4 weeks may consider their applications unsuccessful. Personal data provided will only be used for the purpose of employment application to HKEx.
May 9, 2012
• Tags: Equities careers in the Hong Kong SAR, Listing Operations (Debts & Derivatives) (Market Monitoring) recruitment, Manager, Senior Manager • Posted in: Financial