Senior Manager, Regional Compliance recruitment

JOB RESPONSIBILITIES

Ensure all corporate and region local regulatory compliance requirements are identified and evaluated with effective programs to implement relevant control measures including product initiatives, advertising and communication activities / materials, anti-money laundering, sales practice, etc.
Participate in the discussions among committees for proposed change of legislation / guidelines and new internal compliance initiatives
Provide mentoring to managers to enhance their skills in providing compliance advice and monitoring
Liaise / coordinate with regulatory authorities for change / approval of existing new products / new marketing materials and regular filings
Provide advisory support and review for appointment of service providers by way of due diligence checking and site visit
Provide strategic advice for new product / operation developments to achieve the company goals

JOB REQUIREMENTS

Degree holder in Law, Finance or Accounting, with min 10 years of experience in Compliance function of international financial institution
At least 8 years of relevant compliance experience, of which 2 years is in a regional capacity
Experience in dealing with regulators
Excellent communication skills in English and Chinese, both written and spoken
In-depth knowledge of compliance, strategy, programs, as well as internal controls and risk management
Able to formulate and draft high quality compliance policy / procedures and work under pressure
Excellent analytical skills and problem solving ability
Leadership experience is preferred

Interested Applicants please send your resume (in Word format) together with present and expected salary to Jay Sim:

Tel: (852) 2521-5118 ext. 804

Email: jaysim@pplesearch.com

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