Senior Manager, Surveillance
- Add value in this newly-created, permanent position
- Define surveillance strategy for one of Australia's most reputable organisations as part of a global team
- Work across a range of products and be an integral part of our growth journey
About the role
We are currently seeking an experienced Senior Surveillance Manager to join our Risk Management Group. Based in our Sydney Head Office and reporting to the Global Head of Monitoring and Surveillance, this is a newly created-position addressing key areas of compliance risk. This is your opportunity to utilise your robust surveillance experience to assist in developing a world-class electronic surveillance function and in setting strategy as part of a global team.
Key responsibilities will include:
- establishing a regional surveillance team to monitor potential market manipulation and misconduct, potential insider trading, employee trading, potential money laundering and the misuse of electronic communications.
- building and managing the regional Compliance surveillance function, including:
- documenting local regulatory surveillance requirements and expectations;
- developing and maintaining the regional surveillance infrastructure;
- undertaking surveillance; and
- recruiting staff resources to perform additional surveillance.
- providing leadership and day to day management to the regional surveillance team;
- engaging with local Compliance staff to help facilitate a coordinated approach to surveillance across the region;
- working with regional counterparts and the Global Head of MS to implement the surveillance strategy and to determine the extent of enhancements necessary; and
- developing comprehensive and accurate metrics for distribution to Compliance and business management.
About you
To be successful you will have extensive experience in building and maintaining surveillance programmes from within the banking and financial services industry. Along with exceptional leadership and stakeholder management skills, you will also:
- have extensive experience in implementing and using industry leading surveillance applications, such as SMARTS Broker
- be experienced in building and maintaining an electronic communications surveillance environment;
- be experienced in managing a surveillance department within the banking and financial services industry;
- have the ability to develop relationships across various stakeholders, including local and regional advisory Compliance staff, Technology and the business;
- be self directed, with the ability to proactively identify and analyse problems, and propose viable solutions;
- have good organisation skills with the ability to work towards and meet deadlines; and
- demonstrate tenacity and flexibility, with experience of managing and prioritising a number of activities simultaneously.
If you possess the above skills and are excited to work within a Greenfields position, please call Carly Alexander on 02 8232 6429 for a confidential discussion.
About us
The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed.
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