Senior Mandate Monitoring Analyst
A leading international investment management firm is searching for a new Senior Compliance Mandate Monitoring analyst to join its successful team.
The role will see you sit as a senior member of the team, supporting more junior members and leading on particular projects.
Key responsibilities include:
• Maintain pre and post trade mandate monitoring restrictions. Tasks will include coding or instruction to third parties, review and testing for client take-ons, fund launches and IMA amendments.
• Support the off shored Mandate Monitoring team with daily exception monitoring on the pre and post trade system and other manual monitoring activities.
• Undertake automated and manual exception monitoring pre and post trade where required.
• Identify and manage risks and ensure that adequate control processes exist and operate effectively.
• Provide support to the Front Office on queries relating to pre and post trade rules and exceptions.
• Maintenance of the stop and other restricted list on pre trade systems.
• Maintain procedures documents for team tasks as required.
• Build and maintain strong relationships with UK and overseas business units.
• Assist with other Mandate Monitoring projects and initiatives including audit points and the BAU Actions and Issues Log.
• To review and interpret new and amended IMA Prospectus to determine if the rules can be automated.
• Provide training and advice to other Mandate Monitoring team members on areas of expertise.
An enthusiastic approach and at least 2 years Investment Guideline Monitoring experience required.
If you are interested in the position, please contact Katy Quicke at Hays on 020 3465 0110
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