Senior Regulatory Compliance Manager
Our client, a Global Financial Institution is looking for a Senior Regulatory Compliance Manager to provide guidance and advice on all aspects of regulatory compliance across their businesses globally. The individual would help to develop and maintain regulatory standards to enhance and protect the reputation of the firm.
Duties include:
- Manage Global Risk and Regulatory Compliance teams regarding upstream regulatory risk.
- Responsible for ensuring the effective and timely implementation of new regulatory requirements across the global function.
- Develop an appropriate policy and framework to manage the key regulatory changes, including extra territorial changes.
- Lead regulatory compliance risk change and ensure the appropriate actions are taken to address its potential impacts for the business.
- Work closely with Financial Crime Compliance department to mitigate risks and potential compliance matters.
- Provide oversight of the delivery and execution of regulatory compliance programmes in terms of planning and adherence to global regulatory compliance standards.
- Monitor the progress of regulatory projects and resolve issues when necessary.
- Provide an accurate global function performance status for senior stakeholders.
- Implement the Group Compliance policy standards in line with recommendations made by internal/external auditors and regulators.
- Liaise with key stakeholders and interact with regulators in terms of adhering with relevant procedures, processes and internal controls.
- Keep abreast of legal and regulatory requirements changes and any likelihood of operational risk occurring within the business.
The preferred candidate will ideally have a group compliance or risk background and be able to demonstrate strong management capability. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business effectively.
If you are interested in this opportunity, please email your C.V. to inan@altussearch.co.uk or call Inan Rashid on 020 7430 1831 for a confidential discussion.
Altus Search Ltd is acting as an employment agency in relation to this role.
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