Senior Regulatory Compliance Officer, Private Bank recruitment

Our client is a leading US Private Bank with a strong compliance culture and an established regulatory framework. To support their growing business, an outstanding opportunity has arisen for an experienced Regulatory Compliance professional to join the team in Hong Kong.

Reporting to the Regional Head of Private Banking Compliance, your primary focus will be on the North Asia business. As a compliance advisor, you will provide support to the business on regulatory compliance matters, raising issues to Senior Management and implementing corrective action plans. You will also be a key contact for the regulators, managing day to day dealings and providing proactive feedback to industry forums and bodies. Working closely with Investment Compliance and Business Managers you will ensure that new products conform to regulatory and internal compliance policies.

To qualify, individuals must possess:

• A university degree  

• Minimum 10 years relevant experience in Compliance gained in Private Banking, Brokerage or Regulatory Bodies 

• Strong knowledge of Hong Kong and APAC regional regulatory requirements 

• Good understanding of Private Banking Products

• Excellent interpersonal skills with strong comfort in interacting with senior management and regulators 

• Fluency in English and Chinese

Contact Mark Moorby on (852) 3101 3066 or APPLY NOW by clicking the button below quoting reference number MM18236 www.ambition.com.hk

Data provided is for recruitment purposes only