Senior Regulatory Policy Compliance Manager
Our client, a global financial institution is looking for a senior regulatory policy manager to help implement and oversee group policies, guidelines and procedures across their global compliance divisions. The individual would help to mitigate regulatory risks to protect and enhance the reputation of the firm.
Duties include:
- Provide input to the global compliance functions in relation to any new policies and standards.
- Assist in developing an infrastructure for the compliance policies and related documents to other functions and global businesses.
- Review existing policies to assess their suitability to current group standards and formulate recommendations for improvement in line with best practice.
- Work on policy reviews and creation by following financial crime compliance and regulatory compliance governance process.
- Identify and mitigate regulatory issues to allow business initiatives to be delivered on schedule.
- Provide input on regulatory compliance policy governance and influence as appropriate.
- Escalate any identified breaches or material issues in relation to policy to senior management.
- Work closely with the global businesses and functions to support of the Global Standards programme.
The preferred candidate will ideally have a financial services background with a strong knowledge of UK and EU regulation. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business effectively.
If you are interested in this opportunity, please email your C.V. to inan@altussearch.co.uk or call Inan Rashid on 020 7430 1831 for a confidential discussion.
Altus Search Ltd is acting as an employment agency in relation to this role.
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