SENIOR REGULATORY RISK CONSULTANT
Description:
Core-Asset Consulting is currently assisting our client, a leading provider of long term savings and investments, in attracting a Regulatory Risk professional with Investment/Asset Management experience.
As a Senior Regulatory Risk Consultant, you will provide advice and expertise to the company’s wealth management and retail investment businesses in Edinburgh and London, and forge strong working relationships with colleagues across their UK business.
Core Responsibilities:
- Significant regulatory risks and opportunities identified and researched; impact analysed, findings synthesised and documented.
- Advice provided on regulatory risks arising from business change.
- Issues managed and resolved appropriately
- Consultancy and support on regulatory risk matters provided.
- Relationships developed and managed at all relevant levels across the company to influence positive action on regulatory risk.
Core Skills:
- Excellent written and oral communication skills in 1:1 and group environment
- Advanced influencing skills, with a track record of engaging and influencing up to Executive and Board level
- Accuracy and attention to detail
- Demonstrable ability to adapt and deliver in a fast-moving commercial environment.
Core Requirements:
- Detailed understanding and practical experience of regulatory risk principles and practices
- Expert knowledge of investment/asset management operations and systems
- Relevant industry or professional qualification
- Degree or equivalent in a relevant discipline
- Knowledge of CASS, COLL and the AIFMD is essential
- Track record of involvement in cross-company projects
- Significant experience in a regulatory/operational risk specialist or senior consultancy role in the financial sector
- Track record of delivery in analysis/change management roles in the financial sector
- In-depth asset management process and product knowledge
- Leadership of direct reports or virtual teams.
Core-Asset Consulting offer specialist recruitment services to the Investment Banking, Financial Services, Secretarial Support, and Human Resources markets across Scotland.
"People are the core asset of every business"
Leave a Reply
You must be logged in to post a comment.