Senior Risk and Compliance Manager recruitment
Our client manages investments on behalf of institutional investors and pension funds, wholesale distributors and platforms, financial advisers and their clients. They are in the process of making further expansions into the international market and now require an additional risk and compliance team member to assist in rolling out various business models.
The ideal candidate will have:
• Expert knowledge of Operational Risk, a good grasp of UK and European regulations is a pre-requisite, and ideally some US regulatory knowledge.
• Sound business acumen coupled with a detailed awareness of the regulatory environments in global Asset Management.
• Experience in an Asset Management Risk Management and Compliance function.
• Must be able to and continue to be able to demonstrate continuing competence in accordance with the FSA’s Training Competence regime.
• Relevant qualifications, covering: law, accounting, business or risk management activities.
• Demonstrable ability to oversee and further develop relationships with key third parties, covering all aspects of financial services regulation compliance and internal compliance.
• Ability to deliver training to the business using a range of presentational skills.
For further information please submit your contact details and ideally CV.