Series 16/Supervisory Analyst-Singapore/Hong Kong recruitment
Dawn Taylor Associates, Inc., an Executive Recruitment firm, seeks a Supervisory Analyst/Editor on behalf of our client, a prestigious investment bank in their Singapore/Hong Kong offices.
Supervisory Analyst/Editor Global Fixed Income and Economics Research
Responsibilities:
- Review and approve research in accordance with Rule 472 and with departmental, firm and applicable regulatory requirements
- Edit research while reviewing it for Supervisory Analyst approval
- Apply all required disclosures and disclaimers
- Assist in database maintenance of analyst coverage and recommendations to ensure accurate disclosures
- Liaise with Control Room and Research Compliance
- Participate in testing of departmental templates, applications and systems
- Work on departmental compliance, database and technology related projects
Requirements:
- Series 16
- Series 3, 4, 7, 24 and 63 desirable
- 3+ years’ experience approving research as a Supervisory Analyst
- CFA and/or analyst experience preferred
- In-depth knowledge of research regulatory requirements and proven ability to learn new policies and procedures
- Experience with Word, PowerPoint and Excel
- Ability to quickly learn proprietary systems
- Team player who can also work independently
Competitive compensation package and outstanding benefits
Email MS Word resumes in confidence:
Rita Kohn
Senior Vice President
Dawn Taylor Associates, Inc.
rita@dawntaylor.com
January 21, 2012
• Tags: Debt, Fixed Income careers in the Singapore, Hong Kong recruitment, Series 16, Supervisory Analyst-Singapore • Posted in: Financial