Singapore Compliance Manager recruitment

The successful candidate will be responsible for regulatory reports and filings, ensuring compliance with all relevant regulatory requirements, review of fund and client account activity and respond to regulatory requests and client inquiries.

You will have at least 5 years experience in compliance analysis in the mutual fund/financial services industry and experience in auditing.  You will also have experience supervising a team.  You will have advanced knowledge of securities regulatory requirements, investment limitations and operating policies for mutual funds and investment advisors and an in-depth understanding and application of SEC, NASD and ERISA rules and regulations pertaining to advertising and sales literature compliance.

Only candidates already based in Singapore will be considered.

To apply, please send resume to g.glynn@alsrecruit.com.