SOX Controls Manager- PPI

Top Tier Bank is looking for a SOX Controls Manager to join their SOX PPI team. The Role is responsible for supporting the business and individual Process/Control Owners to achieve SOX and internal control compliance for The Groups Financial Control.

Key areas of focus are:
• SOX attestation co-ordination
• SOX Issue evaluation and BU/function support
• Finance Control RCA remediation and management
• Design Effectiveness Testing
• Operational Effectiveness Testing
• Management and remediation of any open issues
• Quarterly Attestation
• General Computer Controls around Calculators and engagement with the roll out of the industrial calculators

Experience/Qualifications:

• Extensive SOX experience 
• Use of Microsoft Office products – primarily Outlook, Excel Word
• Exposure to auditing / controls environment

Knowledge Expertise:

• Reasonable understanding of financial accountancy
• High level understanding of financial control frameworks (auditing)
• Ability to review control testing and challenge issues and test results
• Ability to articulate and escalate issues as appropriate
• Confidence in dealing with senior stakeholders in relation to ensuring we have adequate controls which are efficient and operating effectively
• Excellent attention to detail

April 29, 2014 • Tags:  • Posted in: Financial

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