Sr Registered Representative Job

Sr Registered Representative (Job Number: 1311626)

Description

The incumbent handles incoming trading calls and assists clients in executing equity, fixed-income, option, and/or mutual fund trades. Enters error-free orders accurately and expediently. Maintains a detailed understanding of the securities/brokerage industry. Interacts with customers on both basic and advanced levels, regarding account information, procedures, systems and products. Provides the highest level of customer service to clients and responds to customer inquiries in an accurate, professional and efficient manner. Substantial contact with internal departments and branches. As a Senior Registered Representative, will not make recommendations or give advice. The incumbent's responsibilities include overall support of: our broker dealer, surveillance of multiple source order input (via three web sites and two IVRs), block trading, average price trading, Mellon Global Securities Services trading, report level web based equity, and option order volume, expanded WRAP Account business - Investment Advisory Network processes (DMAP) trading / rebalancing and surveillance, Separate Accounts call center.

Qualifications

Four year degree or equivalent experience in financial services industry required. FINRA Series 7 and 63 required. Must be willing to obtain Series 24 license within 90 days of hire. Three years financial industry experience, preferably in a high-volume trading environment. Strong customer service experience and product knowledge. Ability to work well under pressure. Excellent communication, interpersonal and organizational skills. PC literacy required.

Primary Location: United States-USA-NY-Uniondale
Internal Jobcode: 04572
Job: Investment Management
Organization: BNYM AM Operations-HR06143

August 3, 2013 • Tags:  • Posted in: Financial

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