Surveillance Supervisor
Working in a close-knit team, your duties and responsibilities will include the following:
- Analysing individual member trading activity to chack if all activity is compliant;
- Preparing and undertaking visits of member firms where necessary;
- Making reports on findings/potential breaches and escalating issues where necessary;
- Prepare recommendations and escale serious issues where necessary
- Answering queries where necessary
You will have previous Compliance monitoring and surveillance experience with strong organisation and report-writing skills.
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