SVP Control Room
Responsibilities
- Provide research related assistance and support for the other functions of the conflicts management and control team.
- Act as key contact in the conflicts management and control team in relation to managing conflicts of interest in connection with investment research
- Attend industry discussions/roundtables pertaining to control room and research issues
- Providing guidance on clearing research for publication with regard to identifying and managing any potential conflicts of interest
- Liaison with other research compliance in the global control hubs
- Other ad hoc project work/ support as agreed with the head of control room
Requirements
- Good understanding of the public / private side and the Chinese Wall concept
- University graduate with solid experience in the compliance industry, preferably working in investment bank control room environment, specialized in research clearance
- Strong analytical and problem-solving skills
- Excellent time management and prioritisation of work tasks
Interested candidates, please send your CV to Vivian Tsang at v.tsang@talent2.com.hk. For a comprehensive list of current opportunities, please visit http://www.talent2.com
Leave a Reply
You must be logged in to post a comment.