Compliance Associate in New York City – 5+ years experience recruitment
Compliance Associate being hired by a consultancy firm in New York City. Flexible position with great benefits for an experienced compliance professional. Must have strong work ethic and ability to adapt to a changing environment. Must have following background:-Investment Advisory Experience-Broker/Dealer Experience-Team-player attitude-Former in-house CCO experience preferred-Former regulators strongly preferred – specifically SEC. -Must be an expert in the Investment Advisor’s Act and all other pertinent regulations-Must have undergone an SEC exam during tenure as compliance officerAbout the Read more […]
May 11, 2012
• Tags: 5+ years experience recruitment, Asset Management careers in the USA, Compliance Associate in New York City • Posted in: Financial • Comments Off on Compliance Associate in New York City – 5+ years experience recruitment