VP, Administrative Manager recruitment
Key responsibilities will include:• Ensuring adherence to internal policies and regulatory requirements• Accountable to understand and fulfill all responsibilities but not limited to responsibilities identified on Administrative matrix• Develop, implement and modify as needed Sales Practice programs for entire branch office• Communicate compliance, sales practice and legal issues of importance to senior management• Coordinate and manage audits conducted by regulatory agencies and internal audit department• Conduct yearly book reviews with brokers in conjunction with the Regional Manager• Read more […]
November 19, 2011
• Tags: Administrative Manager recruitment, Private Banking, VP, Wealth Management careers in the USA • Posted in: Financial • Comments Off on VP, Administrative Manager recruitment