Advertising Compliance Examiner Job in Bethesda 20817, Maryland US

 Advertising Compliance ExaminerNeed a challenging and dynamic position? A growing, diverse Bethesda, Maryland broker/dealer and investment adviser is seeking an Advertising Compliance Examiner.  The Advertising Compliance Examiner reviews sales and advertising materials / correspondence created by the B/D and Registered Representatives for use with the public.  Responsibilities •         Assists in ensuring day to day operations are conducted in compliance with regulatory and legal requirements and firm policies.  Non-routine advice is likely to be reviewed by the Advertising Read more […]

April 7, 2011 • Tags: , • Posted in: General • Comments Off on Advertising Compliance Examiner Job in Bethesda 20817, Maryland US