HONG KONG – APAC Director Regional Equities and Prime Compliance for a TOP Tier Investment Bank recruitment

The Compliance Department is responsible for the provision of regulatory advice to all areas of firm’s business, the monitoring of all business activities to measure Compliance with applicable regulations and the firm’s risk management framework, the creation and implementation of appropriate regulatory policies and procedures and the management of firm’s relationship with all of its regulators. The client is looking for a qualified individual who will run and manage Equities Compliance team for Asia Pacific region. He / She will act as the contact point for Asia Pacific and to work closely Read more […]

March 13, 2012 • Tags: , , , • Posted in: Financial • Comments Off on HONG KONG – APAC Director Regional Equities and Prime Compliance for a TOP Tier Investment Bank recruitment