Compliance Manager, Asset Management ($35-55K) recruitment

The Company Our client is a leading asset management firm with an international focus. Due to an expansion in the team they are currently seeking a professional and experienced compliance candidate to join their compliance team. The Role • Prepare and update compliance policies and procedures; • Handle and advise on all regulatory related matters; • Perform compliance surveillance and monitoring; • Review all sales and marketing materials; • Promote compliance awareness and provide compliance training to staff; • Handle SFC enquiry and conduct related investigations; and • Assist Read more […]

January 3, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Compliance Manager, Asset Management ($35-55K) recruitment