Asset Management Compliance recruitment
An excellent opportunity has arisen with this leading investment bank for a seasoned compliance professional to join its well regarded team.In the role you will assist:in providing advice to the various regional teams in their day to day business operations, including providing advice on products and business initiatives;in undertaking, investigating and resolving general compliance and investment surveillance alerts;with the review of marketing material;with the collection of information for regulatory filings and audits;with the training of new hires; andin the Development of compliance policies Read more […]
Senior Manager, Asset Management Compliance recruitment
Our client is one of the top Asset Management firms in the region and has been awarded accordingly. This is a great opportunity to join a dynamic environment and contribute to a highly successful business and a great team environment.As a senior member of the Compliance team you will supervise and manage the compliance functions and regulatory compliance related to licenses and registrations of the group in overseas jurisdictions. The successful candidate will manage and implement all regulatory provisions that affect the group and develop the group’s policies and procedures while designing and Read more […]