Asset Management House – Compliance – Trade Surveillance recruitment

This candidate will be responsible for performing and overseeing daily monitoring of all trade activity for specific equity, fixed income and high income funds and accounts to ensure that their investment policy limitations are followed.Major Responsibilities:•Managing the inside information (“PSI”) Policy and Procedures, including establishing and removing information barriers. •Preparing and overseeing the preparation of periodic reports required by the Hong Kong Securities and Futures Commission (SFC) and other Hong Kong regulatory bodies.•Keeping abreast of regulatory developments and Read more […]

July 16, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Asset Management House – Compliance – Trade Surveillance recruitment