Regulatory Coordinator, Member Regulation
Job Summary:Regulatory Coordinators monitor and evaluate the financial, operational and sales practice condition of member firms through continuous communication with member firm management and the review and analysis of regulatory filings and other data obtained from member firms. This position requires frequent contact and interaction with management of assigned member firms. Essential Job Functions:Review and analyze financial reports and other relevant data to ensure compliance with FINRA and SEC rules and regulations.Identify member firms’ potential financial or operational difficulties as Read more […]
Treasury Services Regional Market Manager- LatAm and APAC Job
Treasury Services Regional Market Manager- LatAm and APAC (Job Number: 1304814)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional Read more […]
Business Systems Analyst Sr Job
Business Systems Analyst Sr (Job Number: 1312048)DescriptionUnder general direction, formulates and defines systems scope and objectives based on both user needs and a good understanding of applicable business systems and industry requirements. Devises or modifies procedures to solve complex problems considering computer equipment capacity and limitations, operating time, and form of desired results. The role includes analysis of business and user needs, documentation of requirements, and translation into proper system requirements specifications. Guides and advises less-experienced Business Systems Read more […]
Customer Service Team Leader- General Customer Service Job
Customer Service Team Leader- General Customer Service (Job Number: 1311437)DescriptionAssist with the review and control of the department. Assist with interview and hiring of associates. Coordinate training of new associates. Provide coaching and feedback. Writes performance evaluations. Contribute to process improvement. Should have broad working knowledge of firm. Second line of escalation point for team problems. Perform trend analysis of problems that are coming in. Identifying root cause/trends of problems. Report these problems to manager. Monitoring schedule adherence. Handling escalated Read more […]
Security Master Specialist Job
Security Master Specialist (Job Number: 1311985)DescriptionThe Security Master Specialist is part of a team which supports multiple investment managers within the Bank of New York. The team is responsible for setting up securities and maintaining related analytic, compliance, and reference data. The Charles River trading platform is the primary security master but maintenance within the accounting platforms (Advent Geneva an in house system) as well as Barclay’s Point are also required. The team is responsible for data such as issuer structure, variable rates, accrual parameters, yield, duration, Read more […]
Manager, Application Development Job
Manager, Application Development (Job Number: 1305694)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available Read more […]
Senior Corporate Accountant
Position Overview: The Senior Corporate Accountant role is within the Corporate Accounting Department of a global asset management firm and reports to the Accounting Manager. The Corporate Accounting Department is responsible for all financial transactions and financial reporting of the firm; including the consolidation of foreign subsidiaries and reporting to its parent company. Applications utilized within the department are Great Plains accounting system, FRx reporting, Excel, PowerPoint, and Word. In addition to individual responsibilities, this role will serve as a possible backup to Read more […]
Accounting Associate
Unit/Role Description Associates are responsible for the development and management of the financial controlling function. Manage both internal and external reporting of financial information and responsible for regulatory reporting and produce timely, accurate and reliable financial information. This will include preparation of the profit loss and balance sheet accounts as well as group consolidations. Other responsibilities may include the preparation and posting of general ledger journals, posting of accruals and prepayments, reconciliation of intercompany accounts, reconciliation of profit Read more […]
Performance Analyst
A leading provider of dynamic investment solutions for superannuation funds, sovereign wealth funds and other investors, QIC is one of Australia’s largest institutional investment managers, with $70.3 billion in funds under management as at 30 June 2013. An exciting new full time opportunity has arisen in Brisbane for an Investment Performance Analyst to join QIC’s Organisational Risk, Legal and Tax division. Do you have an interest in investment markets, combined with strong attention to detail, excellent excel skills and ability to build effective relationships across different teams? Read more […]
Aspiring Adviser Program – Commonwealth Financial Planning
The CompanyCommonwealth Financial Planning (CFP) has been providing financial advice to Australians for more than two decades. We are one of Australia’s largest financial planning businesses, with more than 700 advisers nationwide and over 100 specialist support staff.We are proud to be part of the Commonwealth Bank, thelargest company on the ASX and Australia’s premier financial services organisation. Aspiring Adviser ProgramCFP’s Aspiring Adviser program is astructured, 12 month professional development program designed to give you the knowledge and skills required to move into an advice position Read more […]