AVP Compliance Risk Review recruitment
Main FunctionOpportunity to join the Global Compliance Risk Review team (“CRR”) supporting the Compliance Risk Review Program for the Americas. The CRR program is designed to independently assess and report on areas of potential reputation or regulatory risk by verifying business understanding and testing compliance with relevant regulations and policies. In the U.S, the CRR team will be primarily responsible for evaluating compliance with Firm policies and procedures in accordance with relevant regulatory requirements including, without limitation, NYSE Rules 342 and 343, NASD Rules 3010(c) Read more […]
May 12, 2012
• Tags: AVP Compliance Risk Review recruitment, Investment Banking, M & A careers in the USA • Posted in: Financial • Comments Off on AVP Compliance Risk Review recruitment