AVP- Compliance Risk Reviews recruitment

Responsibilities: •  Plan for and manage compliance reviews according to the established review schedule and ad hoc regulatory / business commitments; •  Planning for review scope, budget and testing approach •  Performing on-site compliance reviews to: •  Validate compliance against established policies and procedures and applicable regulations; •  Develop recommendations for corrective action based on review findings; •  Work with business compliance officers and management to agree on appropriate action plans •  Present and report Read more […]

May 30, 2012 • Tags: , • Posted in: Financial • Comments Off on AVP- Compliance Risk Reviews recruitment