Sr Developer / Architect – Broker Dealer – CT 175k recruitment
The Head of Development at a prestigious Broker Dealer in Stamford is currently searching for a Senior Java Developer / Architect to join the IT group supporting their middle and back office business. The successful candidate will have an opportunity to work directly with the CTO, the head of the group and the business users on strategy, architecture and development of key systems and applications within Compliance, Reporting and Accounting. The right candidate will have: – extensive background architecting and developing financial applications in Java. – strong knowledge of Spring and JMS (or Read more […]
Compliance Officer – Broker-Dealer – Private Placements recruitment
ResponsibilitiesOversee all private placement compliance mattersPrepare all necessary due dilligenceMonitor employee’s U-4’s which may include dual registrationsRequirements3+ years experience working in a compliance department of a firm whose products include private placementsStrong understanding of the due dilligence requirements for private placementsPossess clean U-4 with the following licences: Series 7, Series 24, Series 63Series 79 (a plus)If you qualify please send resume to rkramer@imsrecruiting.com Read more […]