Broker Dealer Regulatory Accountant Job in New Jersey 07102, New Jersey US
Job DescriptionThis position is responsible for supporting the Broker/Dealer legal entity ledgers and related regulatory reporting in order to maintain the integrity and accuracy of the financial records. This position has responsibility for the firm’s compliance with applicable net capital, recordkeeping and other financial and operational rules. The scope of this role covers the Bank’s two broker dealers, StanChart Securities International, located in Miami, and Standard Chartered Securities (North America Inc.), located in New YorkKey Roles Responsibilities• Ownership of the accounting of Read more […]