Compliance, Vice President, Brokerage and Securities recruitment

The Company Are you an experienced Compliance Manager who is starting to wonder if it’s the right time to make a career move? My client, a fun and dynamic international brokerage firm is currently seeking an experienced Compliance Manager to join their expanding team. You will be rewarded with a work/life balance, attractive package and be a part of a team environment. The Role – Report to the Head of Compliance; – Maintain an effective compliance framework; – Conduct periodic internal control testing to test the control framework; – Assist in Identifying and mitigating key compliance risks; – Read more […]

June 1, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Compliance, Vice President, Brokerage and Securities recruitment