2 Compliance Officer roles in Securities (Hong Kong)/Capital Markets(Singapore) recruitment
1.) Hong Kong Compliance officer role for Securities business:Responsibilities:Dealing with enquiries from Regulators/ExchangesKeep abreast of all current and future regulations and related legislations.Monitoring of Regulatory procedures.Assist in updating policies and proceduresProviding regulatory guidance to all staff where required.Provide any reports, findings, recommendations etc. to Head of DepartmentUse knowledge application to develop others in the DepartmentRequirements:3 years’ industry experience in a Securities firmMicrosoft office applications – must be computer literateSecurities Read more […]
March 15, 2012
• Tags: 2 Compliance Officer roles in Securities (Hong Kong), Capital Markets(Singapore) recruitment, Compliance, Legal careers in the Singapore • Posted in: Financial • Comments Off on 2 Compliance Officer roles in Securities (Hong Kong)/Capital Markets(Singapore) recruitment