VP, Cash Equities Compliance recruitment
Job Description Reporting to the Head of Markets Compliance, you will be responsible for:Providing compliance advices to the Equity business in their daily business operationsSitting with the equities sales and trading business and supporting them on new business initiatives from the compliance perspectiveWorking with the global equities compliance teams to enhance standards of conduct and sharing updates on regulatory changesAnalyzing surveillance reports and conducting investigations when necessaryLiaising with regulators and sharing market practice your global counterpartsThe Successful ApplicantYou Read more […]
January 31, 2010
• Tags: Cash Equities Compliance recruitment, Compliance, Legal careers in the Hong Kong SAR, VP • Posted in: Financial • Comments Off on VP, Cash Equities Compliance recruitment