CASS / Regulatory Control, London recruitment
An excellent role for a candidate with CASS or Client Money experience is available at a top Investment Bank. Key Responsibilities Conduct regular quality assurance reviews of CASS related processes and controls, which includes treatment of client money and client assets Identify gaps in processes and work with the business to remediate gaps and answer queries in order to ensure compliance with regulatory rules and where required, improve operational efficiencies Clearly document results of testing and action plans to remediate any issues Conduct risk control assessments on Operations owned compliance Read more […]
March 15, 2012
• Tags: CASS, London recruitment, Operations careers in the UK, Regulatory Control • Posted in: Financial • Comments Off on CASS / Regulatory Control, London recruitment