CASS Quality Assurance / Client Compliance AVP recruitment
Our client, a Tier 1 Investment Bank based in Canary Wharf is currently searching for an AVP to join the CASS QA function within the wider Operations Regulatory Control team.The Operations Regulatory Control (ORC) team is responsible for ensuring that regulatory obligations are met within the wider Operations environment. One of the key work streams within ORC is to ensure the protection of Clients assets, money and custody, in line with the FSA requirements.Main Function* Conduct regular quality assurance reviews of CASS related processes and controls, which includes treatment of client Read more […]
November 24, 2011
• Tags: CASS Quality Assurance, Client Compliance AVP recruitment, Operations careers in the UK • Posted in: Financial • Comments Off on CASS Quality Assurance / Client Compliance AVP recruitment