Chief Compliance Officer (CCO) recruitment

The CCO is responsible for the creation and administration of compliance programs for the entire advisory complex.   The CCO will direct, develop, implement, and maintain written policies and procedures governing all compliance activities for the advisor and its funds to comply with various Federal and State Securities Laws; act as the primary contact for internal and regulatory examiners; coordinate compliance activities with CNB and non-bank affiliates; and monitor the activities of the sub-advisers and other service providers. This colleague will manage CNR’s compliance colleagues. Performs Read more […]

July 10, 2012 • Tags: , • Posted in: Financial • Comments Off on Chief Compliance Officer (CCO) recruitment