Regulatory Documentation Specialist – Morgan Stanley – Client On-Boarding + AML Compliance

Job DescriptionThe Legal Entities Group (LEG) operates within the Client Reference Data area of the Enterprise Data Group (EDG). LEG partners closely with the Legal and Compliance Division, Risk Management, Operations, and other groups within EDG to help the Firm’s Sales and Trading, and Private Wealth Management business units comply with AML and certain other regulations that involve data and/or documentation requirements. Meeting AML and Client Categorisation requirements is a critical part of the on-boarding process and the Legal Entities Group plays a prominent role in this process.Primary Read more […]

January 6, 2009 • Tags: , , , • Posted in: Financial • Comments Off on Regulatory Documentation Specialist – Morgan Stanley – Client On-Boarding + AML Compliance