Senior Compliance Manager – EFNC/CN74704/MSON recruitment
Responsibilities1. Provide day-to-day compliance advice and guidance to Investment Management business.2. Monitor and control of the business activities to ensure compliance with compliance policies and regulatory requirements.• Review new business initiatives from a local regulatory, best practice and group perspective.• Support the business in new investment projects or product developments by reviewing documentations.3. Identify compliance; timely organize the internal rules and policies review according to the business and regulatory development. (Procedures Read more […]
Senior Compliance Manager, Hong Kong – EFNC/CN74704/MSON recruitment
Responsibilities1. Provide day-to-day compliance advice and guidance to Investment Management business.2. Monitor and control of the business activities to ensure compliance with compliance policies and regulatory requirements.• Review new business initiatives from a local regulatory, best practice and group perspective.• Support the business in new investment projects or product developments by reviewing documentations.3.Identify compliance; timely organize the internal rules and policies review according to the business and regulatory development. (Procedures Read more […]