Commodities Compliance Officer recruitment
Key Roles Responsibilities Product and business advisory work * Assists in the identification of material regulatory and reputational risks in the business. * Anticipates and assesses key regulatory and product risk trends in the business for management consideration and helps drive the development and implementation of appropriate mitigation control measures. * Undertakes continual assessment of regulatory risks associated with existing products and those under development. * Participates in the governance of a business. * Assists in approving new products and new business initiatives. * Assists Read more […]
Commodities Compliance Officer recruitment
* Compliance and Commodities* Product and business advisory* Controls development and implementationThe professional supports the Wholesale Banking Head of Product Compliance in advising and overseeing a business with respect to its management of regulatory and reputational risk. Key Roles Responsibilities * Assists in the identification of material regulatory and reputational risks in the business. * Anticipates and assesses key regulatory and product risk trends in the business for management consideration and helps drive the development and implementation of appropriate mitigation control Read more […]
Commodities Compliance Officer recruitment
Major Responsibilities• Design, enhance and implement effective compliance policies/procedures and monitoring controls in support of expanding trading activities• Develop, build, and manage the compliance program to ensure the firm complies with applicable regulations, including Commodity Exchange Act, Dodd-Frank Act and CFTC regulations• Monitor and report on proposed, current and amended regulatory developments in the United States, Europe and Asia• Liaises with partners in New York and London to assess the business and compliance impact of regulatory changes• Review and monitor Read more […]