Compliance Adviser recruitment
Excellent Opportunity Competitive Remuneration International Bank Our client is looking for a high calibre candidate to support the Head of Compliance, Private Banking. You will be responsible for establishing and maintaining an appropriate risk based compliance framework, policies and procedures including but not limited to Anti-Money Laundering Policies and Customer Due Diligence Procedures. You will have considerable experience of reviewing high risk account opening and periodic reviews, and carry out compliance assurance on normal risk account opening. You will be comfortable conducting compliance Read more […]
COMPLIANCE ADVISER recruitment
The successful candidate will be working as part of the Compliance Team with specific responsibilities for creating, managing and executing a robust risk based compliance plan which demonstrates regulatory compliance in a number of jurisdictions, including UK, Europe, China, USA, Canada and the rest of the world.Core Responsibilities:Perform regulatory reviews in accordance with the compliance monitoring plan to identify regulatory risks.Evaluate the effectiveness of controls, efficiency of operations/processes and accuracy of record keeping maintained and recommend appropriate action where necessary Read more […]
Compliance Adviser recruitment
Provides high quality regulatory advice and oversight in respect of FSA, CBI, SFC and all other relevant global regulatory developments, thereby ensuring that all relevant advice/guidance provided to the business is in full compliance with all appropriate regulatory sources. This may include day to day liaison with both UK and Irish trustees, and external legal counsel.Provides high quality money laundering advice and oversight support in respect of EU Money Laundering regulations for all areas,compliance with all of the global jurisdictional and regulatory requirements. This includes support the Read more […]
Compliance Adviser recruitment
The appointment will provide compliance advice across the business, supporting on the regulatory aspects of investment portfolio matters, assisting in new product development and implementation, participating in project work where required, liaising with compliance teams overseas, as well as product development and other control functions, analysing the impact of new regulations, and providing compliance training in relation to investment issues. The ideal candidate will have experience in a similar role, ideally within asset management and a working knowledge of theUKandLuxembourginvestment fund Read more […]