Compliance Advisor Job in Waltham 02453, Massachusetts US
Do you count your communication skills and problem-solving skills at the top of your list of strengths? Do you have a year or two of compliance or financial services experience under your belt—as well as a couple key FINRA registrations to your name? If so, we have an opportunity on our Compliance team that you should know about. The Compliance department works with home office staff and advisors to interpret and apply state, federal, and other rules and regulations governing the securities industry.As a compliance advisor, your responsibilities would include:Responding to inquiries from our Read more […]
February 5, 2010
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