Compliance Analyst (12mth contract) recruitment
The Compliance Department’s objective is to help protect the firm’s reputation and facilitate its business activities by providing advice on, and reasonable assurance of, compliance with applicable laws, regulations, rules and corporate policies, and high ethical standards. Compliance achieves these objectives by providing the firm with Advice, Education and Monitoring services.Key Responsibilities• Monitoring the effectiveness and general maintenance of the firm’s Information Barriers.• Identification and management of potential conflicts of interest on transactions.• Maintenance of Read more […]