Compliance Analyst (3+ yrs) – Pte Bank – Singapore recruitment
Job scope The candidate will assist in the following areas:1. Regulatory Advisory Assists in examining the compliance implications of legislation and regulations, rules and recommendations (and changes to them) with regard to duty of notification, publication and obligations in relation to the supervisory authorities.Assists in the licensing of representatives and familiarity with the Representative Notification System and Misconduct Reporting System.2. Regulatory Compliance and Risk Controls ChecksAssist in the investment suitability and cross border reviews.Perform periodic regulatory compliance Read more […]
May 12, 2012
• Tags: Compliance Analyst (3+ yrs), Private Banking, Pte Bank, Singapore recruitment, Wealth Management careers in the Singapore • Posted in: Financial • Comments Off on Compliance Analyst (3+ yrs) – Pte Bank – Singapore recruitment