Compliance Analyst $35K monitoring, licensing contract-perm recruitment

The Company A multi-national financial institution is looking for a Compliance Analyst, initially on a 6 months contract basis to permanent, monitoring, licensing experience is a must. The Role Conduct regular compliance monitoring procedures and checking Handle trade approval Review exception reports Handle regulatory reporting, filing and client reporting for the group Handle licensing application, filing for the group Review marketing materials and handle enquiries from business team Provide advice and guidelines, including briefing sessions, to staff on compliance issues relating Read more […]

December 2, 2011 • Tags: , , • Posted in: Financial • Comments Off on Compliance Analyst $35K monitoring, licensing contract-perm recruitment