Compliance and Business Analyst recruitment

This role requires a person with working investment management and portfolio compliance knowledge coupled with strong system knowledge and experiences and will be willing to take on operations responsibilities. The Analyst needs to know how to identify restrictions from the IMA (investment management agreement) and create compliance tests based on the restrictions from the IMA to prevent trades from occurring as stipulated. The analyst will need to understand the asset classes/investment types, unique characteristics on complex security types and how it is traded in different markets. It is Read more […]

August 28, 2012 • Tags: , • Posted in: Financial • Comments Off on Compliance and Business Analyst recruitment