Compliance and Risk Officer recruitment
ResponsibilitiesAdvising SM and staff on the practical application of compliance laws, rules and standardsIdentify, document and assess the compliance and corporate business risks and development of new product or business practices.Regulatory responsibilities including regulatory reporting and keeping abreast of regulationsAssisting SM in educating staff on compliance and risk issues, acting as contact point for Compliance and risk queriesEstablish an appropriate Compliance and Risk training program for staff in addition to requisite written compliance and risk policies and procedures.Establish Read more […]
Compliance and Risk Officer recruitment
Job Scope:Responsible for:ComplianceProduce and implement a structured compliance monitoring planProvide regular monitoring reports and a detailed quarterly Compliance report to Risk Committee. Co-ordination, monitoring and reporting of executive level complaints.Timely escalation of emerging risks and issues. Provide guidance to business areas on unregulated compliance matters. Subject matter expert on all internal compliance policies and provide guidance to staff when required. Monitor regulatory developments with an impact and report to the Risk Committee on a regular basis. Oversee Anti Money Read more […]