Associate, Compliance (Asset Management) recruitment
This position will join a team lead by the Chief Compliance Officer that is responsible for ensuring the company, and its funds meet all legal, regulatory, and fiduciary responsibilities. This position is a fantastic opportunity for a driven and exceptionally detail oriented candidate that has some compliance experience to grow rapidly on a team that offers exposure to and cross-training on all compliance team responsibilities across the company.This position will:Construct tests and appropriate metrics across area of focus to identify risks.Track compliance with company policies and procedures Read more […]
Senior Manager – Compliance (Asset Management) recruitment
• Major Asset Management Firm• Strong Asian Presence• Continued GrowthOur client is a major asset management firm with an established brand name, which is part of a global financial services group. It has strong presence in Asia and continue to grow in the region.This is an exciting role working where you assist the Head of Compliance to discharge the Compliance function, including providing compliance advice and support to business units, identifying regulatory compliance risks and monitoring regulatory compliance risks including anti-money laundering and sanction requirements, developing Read more […]
Legal/Compliance (Asset Management) recruitment
Exciting opportunities present themselves within this foreign asset management Co: * Funds Lawyer – responsible for providing legal advice on all funds launched by the Co; * Derivatives Lawyer – responsible for all legal issues relating to Derivatives products; * Compliance – responsible for all Compliance issues relating to Derivatives products. The above are all senior positions. Only experienced candidates with the relevant legal and/or compliance experience within the Asset Management industry need apply. Must have Asian experience.